postgresql/src/backend/access/heap/README.tuplock

Locking tuples
--------------

Locking tuples is not as easy as locking tables or other database objects.
The problem is that transactions might want to lock large numbers of tuples at
any one time, so it's not possible to keep the locks objects in shared memory.
To work around this limitation, we use a two-level mechanism.  The first level
is implemented by storing locking information in the tuple header: a tuple is
marked as locked by setting the current transaction's XID as its XMAX, and
setting additional infomask bits to distinguish this case from the more normal
case of having deleted the tuple.  When multiple transactions concurrently
lock a tuple, a MultiXact is used; see below.  This mechanism can accomodate
arbitrarily large numbers of tuples being locked simultaneously.

When it is necessary to wait for a tuple-level lock to be released, the basic
delay is provided by XactLockTableWait or MultiXactIdWait on the contents of
the tuple's XMAX.  However, that mechanism will release all waiters
concurrently, so there would be a race condition as to which waiter gets the
tuple, potentially leading to indefinite starvation of some waiters.  The
possibility of share-locking makes the problem much worse --- a steady stream
of share-lockers can easily block an exclusive locker forever.  To provide
more reliable semantics about who gets a tuple-level lock first, we use the
standard lock manager, which implements the second level mentioned above.  The
protocol for waiting for a tuple-level lock is really

     LockTuple()
     XactLockTableWait()
     mark tuple as locked by me
     UnlockTuple()

When there are multiple waiters, arbitration of who is to get the lock next
is provided by LockTuple().  However, at most one tuple-level lock will
be held or awaited per backend at any time, so we don't risk overflow
of the lock table.  Note that incoming share-lockers are required to
do LockTuple as well, if there is any conflict, to ensure that they don't
starve out waiting exclusive-lockers.  However, if there is not any active
conflict for a tuple, we don't incur any extra overhead.

We provide four levels of tuple locking strength: SELECT FOR KEY UPDATE is
super-exclusive locking (used to delete tuples and more generally to update
tuples modifying the values of the columns that make up the key of the tuple);
SELECT FOR UPDATE is a standards-compliant exclusive lock; SELECT FOR SHARE
implements shared locks; and finally SELECT FOR KEY SHARE is a super-weak mode
that does not conflict with exclusive mode, but conflicts with SELECT FOR KEY
UPDATE.  This last mode implements a mode just strong enough to implement RI
checks, i.e. it ensures that tuples do not go away from under a check, without
blocking when some other transaction that want to update the tuple without
changing its key.

The conflict table is:

                KEY UPDATE        UPDATE        SHARE        KEY SHARE
KEY UPDATE       conflict        conflict      conflict      conflict
UPDATE           conflict        conflict      conflict
SHARE            conflict        conflict
KEY SHARE        conflict

When there is a single locker in a tuple, we can just store the locking info
in the tuple itself.  We do this by storing the locker's Xid in XMAX, and
setting infomask bits specifying the locking strength.  There is one exception
here: since infomask space is limited, we do not provide a separate bit
for SELECT FOR SHARE, so we have to use the extended info in a MultiXact in
that case.  (The other cases, SELECT FOR UPDATE and SELECT FOR KEY SHARE, are
presumably more commonly used due to being the standards-mandated locking
mechanism, or heavily used by the RI code, so we want to provide fast paths
for those.)

MultiXacts
----------

A tuple header provides very limited space for storing information about tuple
locking and updates: there is room only for a single Xid and a small number of
infomask bits.  Whenever we need to store more than one lock, we replace the
first locker's Xid with a new MultiXactId.  Each MultiXact provides extended
locking data; it comprises an array of Xids plus some flags bits for each one.
The flags are currently used to store the locking strength of each member
transaction.  (The flags also distinguish a pure locker from an updater.)

In earlier PostgreSQL releases, a MultiXact always meant that the tuple was
locked in shared mode by multiple transactions.  This is no longer the case; a
MultiXact may contain an update or delete Xid.  (Keep in mind that tuple locks
in a transaction do not conflict with other tuple locks in the same
transaction, so it's possible to have otherwise conflicting locks in a
MultiXact if they belong to the same transaction).

Note that each lock is attributed to the subtransaction that acquires it.
This means that a subtransaction that aborts is seen as though it releases the
locks it acquired; concurrent transactions can then proceed without having to
wait for the main transaction to finish.  It also means that a subtransaction
can upgrade to a stronger lock level than an earlier transaction had, and if
the subxact aborts, the earlier, weaker lock is kept.

The possibility of having an update within a MultiXact means that they must
persist across crashes and restarts: a future reader of the tuple needs to
figure out whether the update committed or aborted.  So we have a requirement
that pg_multixact needs to retain pages of its data until we're certain that
the MultiXacts in them are no longer of interest.

VACUUM is in charge of removing old MultiXacts at the time of tuple freezing.
This works in the same way that pg_clog segments are removed: we have a
pg_class column that stores the earliest multixact that could possibly be
stored in the table; the minimum of all such values is stored in a pg_database
column.  VACUUM computes the minimum across all pg_database values, and
removes pg_multixact segments older than the minimum.

Infomask Bits
-------------

The following infomask bits are applicable:

- HEAP_XMAX_INVALID
  Any tuple with this bit set does not have a valid value stored in XMAX.

- HEAP_XMAX_IS_MULTI
  This bit is set if the tuple's Xmax is a MultiXactId (as opposed to a
  regular TransactionId).

- HEAP_XMAX_LOCK_ONLY
  This bit is set when the XMAX is a locker only; that is, if it's a
  multixact, it does not contain an update among its members.  It's set when
  the XMAX is a plain Xid that locked the tuple, as well.

- HEAP_XMAX_KEYSHR_LOCK
- HEAP_XMAX_EXCL_LOCK
  These bits indicate the strength of the lock acquired; they are useful when
  the XMAX is not a MultiXactId.  If it's a multi, the info is to be found in
  the member flags.  If HEAP_XMAX_IS_MULTI is not set and HEAP_XMAX_LOCK_ONLY
  is set, then one of these *must* be set as well.
  Note there is no infomask bit for a SELECT FOR SHARE lock.  Also there is no
  separate bit for a SELECT FOR KEY UPDATE lock; this is implemented by the
  HEAP_KEYS_UPDATED bit.

- HEAP_KEYS_UPDATED
  This bit lives in t_infomask2.  If set, indicates that the XMAX updated
  this tuple and changed the key values, or it deleted the tuple.
  It's set regardless of whether the XMAX is a TransactionId or a MultiXactId.

We currently never set the HEAP_XMAX_COMMITTED when the HEAP_XMAX_IS_MULTI bit
is set.